開設帳戶 – 宏祥證券香港有限公司

Open Account

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Please select the account type 請選擇賬戶類型 *

Name 姓名 *

First

Last

Social Security Number 社會安全號

Address 位址 *

Address Line 1

Address Line 2

City

State / Province / Region

Postal Code

Country

Date of Birth 生日 *

Marital Status 婚姻狀況 *

Married
Single

Phone 電話 *

Email 郵箱 *

Employer Name 僱主名稱

Employer Phone 僱主電話

Employer Address 僱主位址

Address Line 1

Address Line 2

City

State / Province / Region

Postal Code

Country

Position / Role 職位/角色

Business Type 業務類型

Years of Work Experience 多年工作經驗

Citizen Status 公民身份 *

U.S. Citizen
Permanent Resident
Non-US Citizen

Are you (or a member of your household) a director, 10% shareholder or policy making officer of a publicly traded company? 您（或您的家庭成員）是一家上市公司的董事、持股 10% 的股東或決策官員嗎？ *

Please specify the company, address, city and state. 請註明公司、位址、城市和州。 *

Are you (or a member of your household) employed or licensed by a member of a stock exchange or the NASD, or registered as an investment advisor? 您（或您的家庭成員）是否受雇於證券交易所或 NASD 的成員或獲得許可，或註冊為投資顧問？ *

If yes, we must receive a compliance letter along with your application.

Annual Income ($) 年收入（美元） *

Liquid Assets ($) 流動資產（美元） *

Net Worth ($) 淨資產（美元） *

Tax Rate 稅率

Number of Dependents 家屬人數 *

What is your investment horizon? (in years) 您的投資範圍是什麼？（多年）

Investment Objective 投資標的 *

Income
Growth
Aggressive Growth

Risk Tolerance 風險承受能力 *

Low
Medium
High

** *

I have read and agree to GPS Customer Relationship Summary.
I have read and agree to GPS Business Continuity Plan Customer Disclosure Statement.
I have read and agree to GPS Privacy Policy.
I have read and agree to GPS Regulation Best Interest Disclosure.
I have read and agree to GPS Disclosure of Risks of Margin Trading.
I have read and agree to GPS Client Agreement.
I have read and agree to GPS OCC Risk Disclosure Statement and Acknowledgements.
I have read and agree to GPS Low-Prices Securities Disclosure.

Please upload Proof of Identity and Date of Birth 請上傳身份證明和出生日期 *

Click or drag a file to this area to upload.

Acceptable Documents (only one document is needed): Passport, Driver’s License, or Alien Identification (Green) Card. Accepted File Types: .pdf, .png, .jpg.

Please upload Proof of Address 請上傳地址證明 *

Click or drag a file to this area to upload.

Acceptable Documents (only one document is needed): Bank Statement, Government Issue Document or Letter, Evidence of Property, or Utility Bill. Accepted File Types: .pdf, .png, .jpg.

Print Name 正楷姓名 *

Signature 簽名 *

Name （Applicant #1）姓名（申請人#1 *

First

Last

Name （Applicant #2）姓名（申請人#2） *

First

Last

Social Security Number （Applicant #1）社會安全號碼（申請人 #1）

Social Security Number （Applicant #2）社會安全號碼（申請人 #2）

Address （Applicant #1）位址（申請人#1）

Address Line 1

Address Line 2

City

State / Province / Region

Postal Code

Country

Address （Applicant #2）位址（申請人#2）

Address Line 1

Address Line 2

City

State / Province / Region

Postal Code

Country

Date of Birth （Applicant #1）出生日期（申請人 #1）

Date of Birth （Applicant #2）出生日期（申請人 #2）

Marital Status （Applicant #1）婚姻狀況（申請人 #1） *

Married
Single

Marital Status （Applicant #2）婚姻狀況（申請人 #2） *

Married
Single

Phone （Applicant #1）電話（申請人#1） *

Phone （Applicant #2）電話（申請人#2） *

Email （Applicant #1）電子郵件（申請人#1） *

Email （Applicant #2）電子郵件（申請人 #2） *

Employer Name （Applicant #1）雇主名稱（申請人#1）

Employer Name （Applicant #2）雇主名稱（申請人 #2）

Employer Phone （Applicant #1）雇主電話（申請人#1）

Employer Phone （Applicant #2）雇主電話（申請人#2）

Employer Address （Applicant #1）雇主地址（申請人#1）

Address Line 1

Address Line 2

City

State / Province / Region

Postal Code

Country

Employer Address （Applicant #2）雇主地址（申請人#2）

Address Line 1

Address Line 2

City

State / Province / Region

Postal Code

Country

Position / Role （Applicant #1）職位/角色（申請人#1）

Position / Role （Applicant #2）職位/角色（申請人 #2）

Business Type （Applicant #1）業務類型（申請人 #1）

Business Type （Applicant #2）業務類型（申請人 #2）

Years of Work Experience （Applicant #1）多年工作經驗（申請人#1）

Years of Work Experience （Applicant #2）多年工作經驗（申請人#2）

Citizen Status （Applicant #1）公民身份（申請人 #1） *

U.S. Citizen
Permanent Resident
Non-US Citizen

Citizen Status （Applicant #2）公民身份（申請人 #2） *

U.S. Citizen
Permanent Resident
Non-US Citizen

Are you (or a member of your household) a director, 10% shareholder or policy making officer of a publicly traded company? （Applicant #1）您（或您的家庭成員）是一家上市公司的董事、持股 10% 的股東或決策官員嗎？（申請人#1） *

Are you (or a member of your household) a director, 10% shareholder or policy making officer of a publicly traded company? （Applicant #2）您（或您的家庭成員）是一家上市公司的董事、持股 10% 的股東或決策官員嗎？（申請人 #2） *

Are you (or a member of your household) employed or licensed by a member of a stock exchange or the NASD, or registered as an investment advisor? （Applicant #1）您（或您的家庭成員）是否受雇於證券交易所或 NASD 的成員或獲得許可，或註冊為投資顧問？（申請人#1） *

If yes, we must receive a compliance letter along with your application.

Are you (or a member of your household) employed or licensed by a member of a stock exchange or the NASD, or registered as an investment advisor? （Applicant #2）您（或您的家庭成員）是否受雇於證券交易所或 NASD 的成員或獲得許可，或註冊為投資顧問？（申請人 #2） *

If yes, we must receive a compliance letter along with your application.

Annual Income （$）（Applicant #1）年收入（$）（申請人 #1） *

Annual Income （$）（Applicant #2）年收入（$）（申請人 #2） *

Spouse's Annual Income （$）（Applicant #1）配偶的年收入（$）（申請人 #1） *

Liquid Assets （$）（Applicant #1）流動資產（$）（申請人 #1） *

Liquid Assets （$）（Applicant #2）流動資產（$）（申請人 #2） *

Net Worth （$）（Applicant #1）淨資產（$）（申請人#1） *

Net Worth （$）（Applicant #2）淨資產（$）（申請人 #2） *

Tax Rate （Applicant #1）稅率（申請人#1）

Tax Rate （Applicant #2）稅率（申請人 #2）

Number of Dependents （Applicant #1）家屬人數（申請人#1） *

Number of Dependents （Applicant #2）受撫養人人數（申請人 #2） *

What is your investment horizon? (in years) （Applicant #1）您的投資範圍是什麼？（以年為單位）（申請人 #1）

What is your investment horizon? (in years) （Applicant #2）您的投資範圍是什麼？（年）（申請人 #2）

Investment Objective （Applicant #1）投資目標（申請人#1） *

Income
Growth
Aggressive Growth

Investment Objective （Applicant #2）投資目標（申請人#2） *

Income
Growth
Aggressive Growth

Risk Tolerance （Applicant #1）風險承受能力（申請人 #1） *

Low
Medium
High

Risk Tolerance （Applicant #2）風險承受能力（申請人 #2） *

Low
Medium
High

** (copy) *

I have read and agree to GPS Customer Relationship Summary.
I have read and agree to GPS Business Continuity Plan Customer Disclosure Statement.
I have read and agree to GPS Privacy Policy.
I have read and agree to GPS Regulation Best Interest Disclosure.
I have read and agree to GPS Disclosure of Risks of Margin Trading.
I have read and agree to GPS Client Agreement.
I have read and agree to GPS OCC Risk Disclosure Statement and Acknowledgements.
I have read and agree to GPS Low-Prices Securities Disclosure.

Please upload Proof of Identity and Date of Birth （Applicant #1）請上傳身份證明和出生日期（申請人#1） *

Click or drag a file to this area to upload.

Acceptable Documents (only one document is needed): Passport, Driver’s License, or Alien Identification (Green) Card. Accepted File Types: .pdf, .png, .jpg.

Please upload Proof of Identity and Date of Birth （Applicant #2）請上傳身份證明和出生日期（申請人 #2） *

Click or drag a file to this area to upload.

Acceptable Documents (only one document is needed): Passport, Driver’s License, or Alien Identification (Green) Card. Accepted File Types: .pdf, .png, .jpg.

Please upload Proof of Address （Applicant #1）請上傳地址證明（申請人#1） *

Click or drag a file to this area to upload.

Acceptable Documents (only one document is needed): Bank Statement, Government Issue Document or Letter, Evidence of Property, or Utility Bill. Accepted File Types: .pdf, .png, .jpg.

Please upload Proof of Address （Applicant #2）請上傳地址證明（申請人#2） *

Click or drag a file to this area to upload.

Acceptable Documents (only one document is needed): Bank Statement, Government Issue Document or Letter, Evidence of Property, or Utility Bill. Accepted File Types: .pdf, .png, .jpg.

Print Name （Applicant #1）正楷姓名（申請人 #1） *

Print Name （Applicant #2）正楷姓名（申請人 #2） *

Signature （Applicant #1）簽名（申請人#1） *

Signature （Applicant #2）簽名（申請人 #2） *

Business Name 公司名稱 *

Primary Contact Person Name 主要聯繫人姓名 *

First

Last

Social Security Number of Primary Contact Person 主要聯繫人的社會安全號碼 *

Address of Primary Contact Person 主要聯繫人位址 *

Address Line 1

Address Line 2

City

State / Province / Region

Postal Code

Country

受撫養人人數（申請人僱主電話 Limited

Date of Birth （Applicant #1）主要聯繫人的出生日期

Marital Status of Primary Contact Person 主要聯繫人的婚姻狀況 *

Married
Single

Phone of Primary Contact Person 主要聯繫人電話 *

Email 電子郵件 *

Business Phone 商務電話 *

Business 公司位址

Address Line 1

Address Line 2

City

State / Province / Region

Postal Code

Country

Position / Role of Primary Contact Person 主要聯繫人的職位/角色

Business Type 業務類型

Years of Work Experience of Primary Contact Person

Citizen Status of Primary Contact Person 主要聯繫人的公民身份 *

U.S. Citizen
Permanent Resident
Non-US Citizen

If yes, we must receive a compliance letter along with your application.

Annual Income （$）年收入（美元） *

Liquid Assets （$）流動資產（美元） *

Net Worth （$）淨資產（美元） *

Tax Rate 稅率

Number of Dependents 家屬人數 *

What is your investment horizon? （in years）您的投資範圍是什麼？（多年）

Investment Objective 投資目標 *

Income
Growth
Aggressive Growth

Risk Tolerance 風險承受能力 *

Low
Medium
High

I have read and agree to GPS Customer Relationship Summary.
I have read and agree to GPS Business Continuity Plan Customer Disclosure Statement.
I have read and agree to GPS Privacy Policy.
I have read and agree to GPS Regulation Best Interest Disclosure.
I have read and agree to GPS Disclosure of Risks of Margin Trading.
I have read and agree to GPS Client Agreement.
I have read and agree to GPS OCC Risk Disclosure Statement and Acknowledgements.
I have read and agree to GPS Low-Prices Securities Disclosure.

Please upload Photo ID of Primary Contact Person 請上傳主要聯繫人的照片 ID *

Click or drag a file to this area to upload.

Acceptable Documents (only one document is needed): Passport, Driver’s License, or Alien Identification (Green) Card. Accepted File Types: .pdf, .png, .jpg.

Please upload Proof of Address of Primary Contact Person 請上傳主要聯繫人的地址證明 *

Click or drag a file to this area to upload.

Acceptable Documents (only one document is needed): Bank Statement, Government Issue Document or Letter, Evidence of Property, or Utility Bill. Accepted File Types: .pdf, .png, .jpg.

Please upload Bank Statement of Company 請上傳公司銀行對帳單 *

Click or drag a file to this area to upload.

Accepted File Types: .pdf, .png, .jpg.

Please upload Board Resolution of Authorized Signatory 請上傳授權簽署人的董事會決議 *

Click or drag a file to this area to upload.

Accepted File Types: .pdf, .png, .jpg.

Please upload List of Principals 請上傳校長名單 *

Click or drag a file to this area to upload.

Full legal names and titles, (i.e. CEO, CFO, CCO, president … etc.), including Government issued photo ID’s for all Authorized Individuals (driver license). Accepted File Types: .pdf, .png, .jpg.

Please upload Corporate Formation Documents 請上傳公司成立檔 *

Click or drag a file to this area to upload.

Accepted File Types: .pdf, .png, .jpg.

Please upload Certificate of Incorporation/Formation/Certificate of Limited Partnership 請上傳公司註冊證書/組建證書/有限合夥證書 *

Click or drag a file to this area to upload.

Accepted File Types: .pdf, .png, .jpg.

Please upload Certificate of Good Standing from the State 請上傳國家的良好信譽證明 *

Click or drag a file to this area to upload.

Accepted File Types: .pdf, .png, .jpg.

Please upload Bylaws / Memorandum of Association with Articles of Association / Executed LLC Agreement / Executed LP Agreement 請上傳附有公司章程的章程/組織章程大綱/已執行的 LLC 協定/已執行的 LP 協定 *

Click or drag a file to this area to upload.

Accepted File Types: .pdf, .png, .jpg.

Please upload Organization Chart 請上傳組織結構圖 *

Click or drag a file to this area to upload.

Accepted File Types: .pdf, .png, .jpg.

Print Name of Primary Contact Person 主要聯繫人正楷姓名

Signature of Primary Contact Person 主要聯繫人簽名 *

Open Account

Company address

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